Privacy Policy
Last updated: October 1, 2025
We are committed to protecting your privacy and preserving your trust. This Privacy Policy (“Privacy Policy”) explains how Nassau Street Capital Markets LLC (collectively, “Nassau Street Partners”, “Nassau,” “we,” “us,” “our,” or the “Company”) collect, use, disclose, and safeguard information about you when use our our websites, applications, and related online and offline services(collectively, the “Services”). By accessing or using the Services, you agree to this Privacy Policy.
I. Scope and Applicability
This Privacy Policy applies to: (1) visitors to Nassau websites; and (2) individuals or companies who interact with Nassau or our Services (for example, prospective issuers, institutional investors, and service providers). It covers personal information we collect online and offline, and it applies where we act as a controller of your personal information.
II. Information We Collect and Receive
We may collect and receive these categories of information:
1.Information you provide directly: name, email, phone, address, company, role, account credentials, issuer or investment information, and know your customer(KYC), know your business (KYB), anti-money laundering tasks (AML), and other pertinent information.
2.Information we may collect automatically: IP address, device and browser information, pages visited, time/date stamps, referring pages, and usage metrics, to help us operate and secure the Nassau Platform.
3.Information from third parties: we may receive information about you from identity-verification vendors, KYB verification services, payment processors, analytics providers, and business partners in connection with Services.
III. How We Use Personal Information
We use personal information to provide and operate the Services, onboard issuers and investors, meet legal and regulatory requirements, communicate with you about your account or transactions, improve and develop the Nassau Services, send permitted marketing communications (you may opt out), and protect Nassau and our users from fraud, abuse, and unauthorized access. We may create aggregated or de-identified data and use it for any lawful purpose.
IV. How We Share Information
We may share personal information: (1) with Nassau affiliates to operate the Services and perform compliance checks; (2) with unaffiliated service providers and vendors that process information under contract for IT, hosting, analytics, KYC/AML, e-signature, and payments; (3) with payment facilitators where you use payment or funds-movement features; (4) for legal, compliance, and safety purposes with regulators, law enforcement, or other parties; and (5) as part of a business transaction, subject to confidentiality protections. We do not sell personal information in the ordinary sense.
V. Communications and Marketing
We may send you administrative or transactional communications that you cannot optout of. We may also send you marketing communications about new opportunities or platform features, which you can opt out of at any time.
VI. Data Retention and Disposal
We retain personal information for as long as necessary to provide the Services, satisfy regulatory and record-keeping requirements, resolve disputes, and enforce agreements. Where allowed, we will securely delete or de-identify information that is no longer needed.
VII. Cookies and Other Identifiers
We and our service providers may use cookies, pixels, local storage, and similar technologies to keep you signed in, remember preferences, perform analytics, and protect the Platform. You can usually control cookies through your browser settings, but disabling cookies may limit some features.
VIII. Third-Party Sites and Social Media
The Nassau Services may link to third-party websites, platforms, communities, or social media accounts that are not controlled by Nassau. Their policies apply to your use of those sites, and we encourage you to review them before sharing information.
IX. International Transfers / GDPR
If you are located outside the United States, your information may be transferred to and processed in the United States or other countries where we or our service providers operate. If EU/UK data-protection laws apply, you may have rights to access, correct, delete, or restrict processing of your personal data and to lodge a complaint with a supervisory authority.
X. California Residents
California residents may have additional rights, including to request access to and deletion of certain personal information. We do not disclose personal information in exchange for monetary consideration, but we may share information with service providers for business purposes. To exercise your rights, contact us at the address below.
XI. Your Privacy Preferences
You may update your account information, change notification settings, or request deletion of certain information by contacting us. Where we must keep information for regulatory, record-keeping, or security purposes, we may decline a deletion request.
XII. Children’s Data
Our Services are not directed to children under 13, and we do not knowingly collect personal information from children under 13. If we learn that we have collected such information, we will delete it.
XIII. BritehornSecurities LLC
All broker-dealer related securities activity made available in connection with the Services is conducted by BritehornSecurities LLC, a registered broker-dealer, and member of FINRA and SIPC. Britehorn Securities is an unaffiliated company. Please check our background on FINRA’s BrokerCheck.
XIV. Information Security
We use reasonable and appropriate administrative, technical, and physical safeguards designed to protect personal information from unauthorized access, disclosure, alteration, or destruction. No method of transmission or storage is100% secure; we cannot guarantee absolute security.
XV. Breach Notification
If we become aware of a data incident affecting your personal information, we will investigate and, where required by law, notify you and/or regulators.
XVI. Changes to this Privacy Policy
We may update this Privacy Policy from time to time. When we do, we will revise the “Last updated” date above. Your continued use of the Services after an update means you accept the revised policy.
Contact
Nassau Street Capital Markets LLC (dba Nassau Street Partners)
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